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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
8005 Church St. E Ste 207, Brentwood, TN 37027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Franklin | TN | 04/2016 | 11/2024 |
| Prudential Insurance Company Of America | Franklin | TN | 04/2016 | Present |
| Lpl Enterprise, Llc | Franklin | TN | 11/2024 | Present |
1) 05/02/2025- L. Shane Whitehead- Mortgage/Real Estate Services- Real Estate Affiliate Broker- inv. related- at Brentwood, TN- start date 10/30/2002- 2hrs/mnth-2hrs during trading 2) 05/02/2025- L. Shane Whitehead- Notary- I am a licensed notary. I do not charge for my services.- not inv. related- at Brentwood, TN- start date 01/19/2000- 1hrs/mnth-1hr during trading 3) 05/02/2025- L. Shane Whitehead- Real Estate Rental- I have rental properties that I receive income from.- inv. related- at Brentwood, TN- start date 06/06/2000- 10hrs/mnth-2hrs during trading 4) 05/02/2025- Southern States Security- Property and Casualty- I have some property and casualty clients. I receive income from their policy renewals.- inv. related- at Brentwood, TN - start date 02/03/1998- 5hrs/mnth-1hr during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-26 |
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