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Daniel Michael Johnson

Northern Trust Securities, Inc.

Benicia, CA

Seattle, WA

San Francisco, CA

Chicago, IL

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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-10
  • CA RA
    APPROVED
    Since 2024-04-10

Branch Locations

Benicia, CA • United States

1301 2Nd Ave 26Th Floor, Seattle, WA 98101 • United States

580 California Street 19Th Floor, San Francisco, CA 94104 • United States

50 South Lasalle, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Securities Inc Chicago IL 06/2010 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-07-23
S66 Uniform Combined State Law Examination 2006-07-05
  • S63 Uniform Securities Agent State Law Examination
    2010-07-23
  • S66 Uniform Combined State Law Examination
    2006-07-05
Designations

View on SEC IAPD

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