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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-09-16
TX RA APPROVED 2024-09-16
  • MI RA
    APPROVED
    Since 2024-09-16
  • TX RA
    APPROVED
    Since 2024-09-16

Branch Locations

32000 Northwestern Hwy Ste 145, Farmington Hills, MI 48334 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Auburn Hills MI 08/2010 07/2017
Raymond James & Associates, Inc Auburn MI 07/2017 09/2024
Lpl Financial Llc Farmington Hills MI 09/2024 Present
Previous Registrations
Other Businesses

1)08/01/2024-Pawlak Wealth Management-DBA for LPL Business(entity for LPL Business)-At reported business location(s)-Start date 09/16/2024-160hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-24
S63 Uniform Securities Agent State Law Examination 2009-04-04
  • S66 Uniform Combined State Law Examination
    2010-09-24
  • S63 Uniform Securities Agent State Law Examination
    2009-04-04
Other Names
  • Aaron Joseph Pawlak

View on SEC IAPD

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