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Kristina M Smith

Commonwealth Financial Network

Pittsford, NY

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
NY RA APPROVED 2021-06-29
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • NY RA
    APPROVED
    Since 2021-06-29

Branch Locations

179 Sully'S Trail Suite 300, 302 & 304, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tompkins Financial Advisors Pittsford NY 01/2012 12/2017
Lpl Financial Llc Pittsford NY 01/2016 12/2017
Marathon Financial Pittsford NY 12/2017 Present
Commonwealth Financial Network Waltham MA 12/2017 Present
  • 01/2012 → 12/2017
    Tompkins Financial Advisors
    Pittsford, NY
  • 01/2016 → 12/2017
    Lpl Financial Llc
    Pittsford, NY
  • 12/2017 → Present
    Marathon Financial
    Pittsford, NY
  • 12/2017 → Present
    Commonwealth Financial Network
    Waltham, MA
Other Businesses

Fixed insurance sales; as of 11/20/2024; 10% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-19
  • S66 Uniform Combined State Law Examination
    2018-04-19
Other Names
  • Kristina M Domizio
  • Kristina Marie Smith

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARMBRUSTER CAPITAL MANAGEMENT, INC.
KICKSTAND WEALTH ADVISORS
MARK ANDREW PAGANELLI
MORGAN STANLEY
CHARLES SCHWAB & CO., INC.
OSAIC WEALTH, INC.
LPL FINANCIAL LLC

Other Investors

Christopher M Leone
Matthew A Kilmer
Matthew M Matteson
Jason R Alexander
Angelo J Ponticello
GARY M FITCH
Jessica Royston
JACQUELINE M SINCLAIR-PARKER

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PITTSFORD, NY
ARMBRUSTER CAPITAL MANAGEMENT, INC. · PITTSFORD, NY
KICKSTAND WEALTH ADVISORS · PITTSFORD, NY
MARK ANDREW PAGANELLI · PITTSFORD, NY
MORGAN STANLEY · Pittsford, NY
CHARLES SCHWAB & CO., INC. · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · PITTSFORD, NY

More in Pittsford, NY

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