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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-09-12 |
Branch Locations
1030 Nevada St Ste 203, Redlands, CA 92374 • United States
Anthem, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Anthem | AZ | 09/2014 | 11/2021 |
| Voya Financial Advisors | Anthem | AZ | 09/2014 | 11/2021 |
| Lpl Financial Llc | Tucson | AZ | 11/2021 | 09/2025 |
| Voya Financial Advisors | Anthem | AZ | 09/2025 | Present |
| Water Tower Financial | Anthem | AZ | 09/2025 | Present |
WATER TOWER FINANCIAL POSITION: Registered Representative NATURE: Registered Representative INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 09/17/2025 ADDRESS: 3040 W Sousa Ct, Anthem AZ 85086, United States DESCRIPTION: Registered Representative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-28 |
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