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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-09-12
  • AZ RA
    APPROVED
    Since 2025-09-12

Branch Locations

1030 Nevada St Ste 203, Redlands, CA 92374 • United States

Anthem, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Anthem AZ 09/2014 11/2021
Voya Financial Advisors Anthem AZ 09/2014 11/2021
Lpl Financial Llc Tucson AZ 11/2021 09/2025
Voya Financial Advisors Anthem AZ 09/2025 Present
Water Tower Financial Anthem AZ 09/2025 Present
  • 09/2014 → 11/2021
    Voya Financial Advisors
    Anthem, AZ
  • 09/2014 → 11/2021
    Voya Financial Advisors
    Anthem, AZ
  • 11/2021 → 09/2025
    Tucson, AZ
  • 09/2025 → Present
    Voya Financial Advisors
    Anthem, AZ
  • 09/2025 → Present
    Water Tower Financial
    Anthem, AZ
Previous Registrations
Other Businesses

WATER TOWER FINANCIAL POSITION: Registered Representative NATURE: Registered Representative INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 09/17/2025 ADDRESS: 3040 W Sousa Ct, Anthem AZ 85086, United States DESCRIPTION: Registered Representative

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-03
S63 Uniform Securities Agent State Law Examination 2009-04-28
  • S65 Uniform Investment Adviser Law Examination
    2017-06-03
  • S63 Uniform Securities Agent State Law Examination
    2009-04-28
Other Names
  • Vicki Ann Ohms

View on SEC IAPD

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