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Richard Adam Ebaugh

Edward Jones

Wellington, FL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-15
FL RA APPROVED 2014-04-29
  • TX RA
    APPROVED_RES
    Since 2022-12-15
  • FL RA
    APPROVED
    Since 2014-04-29

Branch Locations

420 S State Road 7 Suite 110, Wellington, FL 33414-4303 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2014 Present
Previous Registrations
  • 2013-08-05 → 2014-04-29
    Morgan Stanley
    West Palm Beach, FL
  • 2013-04-23 → 2013-07-09
    Investacorp Advisory Services Inc
    Ft Lauderdale, FL
  • 2010-08-27 → 2012-07-27
    Strategic Advisers Llc
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-12
S63 Uniform Securities Agent State Law Examination 2008-04-29
  • S66 Uniform Combined State Law Examination
    2010-11-12
  • S63 Uniform Securities Agent State Law Examination
    2008-04-29
Other Names
  • Richard Adam Ebaugh

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WELLINGTON, FL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Wellington, FL
TD PRIVATE CLIENT WEALTH LLC · Wellington, FL
EDWARD JONES · Wellington, FL
ROCKEFELLER FINANCIAL LLC · WELLINGTON, FL
LINCOLN INVESTMENT · Wellington, FL
DUNAMIS CAPITAL CONSULTING, LLC · WELLINGTON, FL
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