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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2016-04-27 |
Branch Locations
577 Ralph Mcgill Blvd Ne, Atlanta, GA 30312 • United States
11800 Amberpark Drive Suite 240, Alpharetta, GA 30009 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Atlanta | GA | 09/2015 | Present |
| Kestra Advisory Services, Llc | Atlanta | GA | 04/2016 | Present |
Name: Arsenal Properties, LLC INV REL: No ADDR: 35 Old Canton Street Alpharetta GA 30009 NOB: Real Estate POS: Owner STRT Date: 11/15/2019 Hrs/mth: 0-16 Hrs/mth during TRADHRS: 0-14 Duties: Helping financially to purchase properties, assist with finding tenants if and when needed. Assist with identifying properties. Name: Kestra Advisory Services, LLC INV REL: Yes ADDR: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: INV Adv services through Kestra Advisory Services, LLC POS: INV Advisor Representative STRT Date: 4/4/2016 Hrs/mth: Up to 100% (0 to 160 HRS) Hrs/mth during TRADHRS: Up to 100% (0 to 160 HRS) Duties: INV advisory services Name: Patterson Place Homeowners Association INV REL: No ADDR: 1131 Hawthorne St NE Atlanta GA 30307 NOB: Other Back Office Operations POS: Secretary STRT Date: 8/1/2006 Hrs/mth: 0-16 Hrs/mth during TRADHRS: 0-14 Duties: I take the meeting minutes. Name: oXYGen Financial, Inc. INV REL: Yes ADDR: 35 Old Canton Street Alpharetta GA 30009 NOB: Registered Rep Activities through Kestra INV Services, LLC using a DBA name; Insurance; INV Advisory services through Kestra Advisory Services, LLC; Other Back Office Operations POS: VP, Private CFO STRT Date: 3/14/2011 Hrs/mth: 0-16 Hrs/mth during TRADHRS: 0-14 Duties: DBA used for mkting purposes Name: Hayes & Company, LLC INV REL: No ADDR: 791 Wylie St Se, APT 907 Atlanta GA 30316 NOB: Other Back Office Operations POS: Owner STRT Date: 1/1/2013 Hrs/mth: 0-16 Hrs/mth during TRADHRS: 0-14 Duties: No duties since this is just used for tax purposes Name: Rental Property INV REL: No ADDR: 1131 Hawthorne St NE Atlanta GA 30307 NOB: Real Estate POS: I don't have a POS since it's not setup as a separate company STRT Date: 8/1/2015 Hrs/mth: 0-16 Hrs/mth during TRADHRS: 0-14 Duties: I utilize a rental property company, name is the Forem. Name: O4W WORKSPACES POSITION: Owner NATURE: Real Estate INV REL: No # OF HRS: 4 SEC TRADHRS: 2 STRT DATE: 09/01/2022 ADDR: 577 Ralph McGill, Atlanta GA 30312 DESCRIPTION: oversee location, assist with new tenants etc. Name: FIFTY TWO 25TH LLC POS: Owner NOB: Real Estate INV REL: Yes #OF HRS: 0 SEC TRADHRS: 0 STRT DATE: 04/28/2023 ADDR: 52 25th St NW, Atlanta GA 30309 DES: Creating an LLC to hold the POS to a piece of land I will be building a house on. I'll be signing a joint venture agreement with the builder to protect myself. Builder is not a client of mine. I will solely be funding this project . I plan to sell this home once developed in 12-18 months and then close out this LLC. Name: CLARIVISE PRIVATE WEALTH POSITION: Partner & Co-Founder NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 04/28/2025 ADDRESS: 577 Ralph McGill, Atlanta GA 30312, United States DESCRIPTION: DBA only used for marketing purposes Name: CLARIVISE PRIVATE WEALTH INC. POSITION: Co Founder & Partner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2025 ADDRESS: 11800 Amber Park Dr., Suite 240, Alpharetta GA 30009, United States DESCRIPTION: Insurance sales i.e. term life, disability, permanent fixed insurance etc. Sales and ongoing administration of financial dashboard services using account aggregation and online vault storage; Offer online account aggregation and online vault storage Name: BROAD RUN HOLDINGS LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/11/2025 ADDRESS: 17781 Brookwood Way, Purcellville VA 20132, United States DESCRIPTION: Funding capital. Will not be involved in daily operations as the property is out of state.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-05 |
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