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Kamal Malhotra

Hsbc Securities (Usa) Inc.

New York, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-25
TX RA APPROVED_RES 2025-10-01
MA RA APPROVED 2024-08-06
GA RA APPROVED 2024-04-24
CA RA APPROVED 2024-03-08
PA RA APPROVED 2024-02-28
NJ RA APPROVED 2023-08-16
  • NC RA
    APPROVED
    Since 2025-11-25
  • TX RA
    APPROVED_RES
    Since 2025-10-01
  • MA RA
    APPROVED
    Since 2024-08-06
  • GA RA
    APPROVED
    Since 2024-04-24
  • CA RA
    APPROVED
    Since 2024-03-08
  • PA RA
    APPROVED
    Since 2024-02-28
  • NJ RA
    APPROVED
    Since 2023-08-16

Branch Locations

66 Hudson Boulevard 1St And 29Th Floors, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa. N.A. New York NY 08/2016 02/2022
Citizens Securities, Inc. New York NY 02/2022 04/2022
Wells Fargo Clearing Services, Llc New York NY 04/2022 07/2023
Wells Fargo Bank, Na New York NY 04/2022 07/2023
Hsbc Bank Usa Na New York NY 08/2023 Present
Hsbc Securities Usa Inc. New York NY 08/2023 Present
  • 08/2016 → 02/2022
    Hsbc Bank Usa. N.A.
    New York, NY
  • 02/2022 → 04/2022
    Citizens Securities, Inc.
    New York, NY
  • 04/2022 → 07/2023
    Wells Fargo Clearing Services, Llc
    New York, NY
  • 04/2022 → 07/2023
    Wells Fargo Bank, Na
    New York, NY
  • 08/2023 → Present
    Hsbc Bank Usa Na
    New York, NY
  • 08/2023 → Present
    Hsbc Securities Usa Inc.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-12
S63 Uniform Securities Agent State Law Examination 2009-05-13
  • S65 Uniform Investment Adviser Law Examination
    2015-01-12
  • S63 Uniform Securities Agent State Law Examination
    2009-05-13
Other Names
  • Kamal Bala Malhotra
  • Kamal Malhotra

View on SEC IAPD

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