Kisharma N. Chase

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-09-05

NY RA
APPROVED

Since 2025-09-05

Branch Locations

Union, NJ • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Elite Tax Services Inc	New York	NY	01/2008	Present
Avantax Investment Services, Inc.	New York	NY	12/2008	09/2025
Avantax Advisory Services	New York	NY	06/2017	09/2025
Cetera Wealth Services, Llc	New York	NY	09/2025	Present
Cetera Investment Advisers Llc	Schaumburg	IL	09/2025	Present

01/2008 → Present

Elite Tax Services Inc

New York, NY
12/2008 → 09/2025

Avantax Investment Services, Inc.

New York, NY
06/2017 → 09/2025

Avantax Advisory Services

New York, NY
09/2025 → Present

Cetera Wealth Services, Llc

New York, NY
09/2025 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2021-08-20 → 2025-09-05

Avantax Advisory Services

Union, NJ

New York, NY

New York, NY

Other Businesses

ELITE TAX SERVICE, INC.~'NIR'~121 WEST 27TH STREET # 1003 A~~NEW YORK~NY~10001~TAX PREPARATION/ACCOUNTING~OTHER~1/2008~0HRS~0HRS~(ASSISTANT)COMPLETE PAPER WORK~~PREMIER TAX & FINANCIAL SERVIC~'NIR'~121 WEST 27TH STREET~SUITE 1003A~NEW YORK~NY~10001~TAX PREPARATION/ACCOUNTING~OTHER~1/2008~0HRS~0HRS~(ASSISTANT) PREPARE PAPERWORK

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2009-09-05

S63 Uniform Securities Agent State Law Examination

2009-09-05

View on SEC IAPD