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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-22
  • CA RA
    APPROVED
    Since 2024-08-22

Branch Locations

6080 Center Drive Suite 120, Los Angeles, CA 90045 • United States

4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Newport Beach CA 07/2008 Present
Mml Investors Services Inc Newport Beach CA 02/2009 Present
  • 07/2008 → Present
    Mass Mutual
    Newport Beach, CA
  • 02/2009 → Present
    Mml Investors Services Inc
    Newport Beach, CA
Other Businesses

NAME: TIMOTHY DENTON INV REL: Y ADD: 4695 MACARTHUR COURT #1000 NEWPORT BEACH CA 92660 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 8/1/14 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DUTIES: LIFE, DI, LTC, FIXED ANNUITIES, HEALTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-29
S63 Uniform Securities Agent State Law Examination 2009-06-04
  • S66 Uniform Combined State Law Examination
    2024-07-29
  • S63 Uniform Securities Agent State Law Examination
    2009-06-04
Other Names
  • Timothy Denton

View on SEC IAPD

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