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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-03-31 |
| TX | RA | APPROVED | 2023-03-31 |
Branch Locations
265 Brookview Centre Way Ste 100, Knoxville, TN 37919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 08/2013 | 03/2023 |
| Wells Fargo Clearing Services, Llc | Knoxville | TN | 03/2023 | Present |
UNIVERSITY OF TENNESSEE WOMEN'S SOCCER, NOT INVT RELATED, KNOXVILLE, TN, PA ANNOUNCER, START DATE 7/31/2023, 1 HR PER MONTH, 0 HRS DURING TRADING, ANNOUNCING DURING LIVE GAMES. KNOXVILLE ICE BEARS, NOT INVT RELATED, KNOXBILLE, TN, PA ANNOUNCER, START DATE 9/1/2023, 8 HRS PER MONTH, 0 HRS DURING TRADING, ANNOUNCING DURING GAMES. TATES SCHOOL OF DISCOVERY; NOT INV. RELATED; KNOXVILLE, TN; TEACHING INTRODUCTORY FINANCE; START DATE 1/2021; 4 HOURS PER MONTH FROM JANUARY TO MARCH; 0 HOURS DURING TRADING; DUTIES: TEACH BASIC FINANCE CLASS TO 8TH GRADERS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-14 |
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