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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-02 |
| FL | RA | APPROVED | 2017-09-13 |
| WI | RA | APPROVED | 2014-02-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. | Milwaukee | WI | 02/2014 | Present |
Name and Address: Racine Raiders 1648 N Memorial Dr Racine, WI 53404 Nature of Entity: Football Responsibilities in this role: Football Player Hours Devoted: 6 hours/week for 6 months out of the year
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-05 |
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