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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-10-27 |
Branch Locations
1001 Old Cassatt Rd Suite 206, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Co | St. Paul | MN | 05/2009 | 10/2017 |
| Securian Financial Services | St. Paul | MN | 05/2009 | 10/2017 |
| Legacy Planning Partners | Plymouth Meeting | PA | 05/2009 | 10/2017 |
| Commonwealth Financial Network | Waltham | MA | 10/2017 | Present |
1. Fixed Insurance Sales; As Of 08/31/2017; Approximately 30% Time Spent During Securities Trading Hours Per Month; Conducted At Branch Location; Investment Related. 2. Owner, DPMM Consulting, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2024; 1% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-28 |
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