Best Investors Account Sign in
Inactive

Thomas David Kowalczyk

Steadtrust

Allen, TX

Claim This Profile
Current Employers
Steadtrust

Allen, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-12
  • TX RA
    APPROVED
    Since 2025-02-12

Branch Locations

Allen, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfg Investments, Inc. Dallas TX 02/2014 07/2017
B.RIley Wealth Management, Inc. Memphis TN 03/2021 12/2024
B.RIley Wealth Management, Inc. Dallas TX 07/2017 12/2024
Steadtrust Llc Allen TX 12/2024 Present
  • 02/2014 → 07/2017
    Wfg Investments, Inc.
    Dallas, TX
  • 03/2021 → 12/2024
    B.RIley Wealth Management, Inc.
    Memphis, TN
  • 07/2017 → 12/2024
    B.RIley Wealth Management, Inc.
    Dallas, TX
  • 12/2024 → Present
    Steadtrust Llc
    Allen, TX
Previous Registrations
  • 2017-07-17 → 2025-01-17
    B. Riley Wealth Advisors, Inc.
    Dallas, TX
    Dallas, TX
  • 2021-09-08 → 2025-01-17
    B. Riley Wealth Private Shares
    Memphis, TN
    Dallas, TX
    Dallas, TX
  • 2014-03-31 → 2017-07-17
    Wfg Advisors, Lp
    Dallas, TX
  • 2013-11-22 → 2014-02-18
    Signator Investors, Inc.
    Boston, MA
  • 2009-02-05 → 2014-02-18
    Signator Financial Services, Inc.
    Boston, MA
    Boston, MA
    Bellevue, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-21
  • S66 Uniform Combined State Law Examination
    2009-01-21
Other Names
  • Tom Kowalczyk

View on SEC IAPD

More in Allen, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor