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Michael Mullane

Stage Wealth Management, Inc.

Somers, NY

Scarsdale, NY

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Current Employers
Stage Wealth Management, Inc.

Somers, NY • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-11
NY RA APPROVED 2022-06-29
  • TX RA
    APPROVED_RES
    Since 2022-07-11
  • NY RA
    APPROVED
    Since 2022-06-29

Branch Locations

Somers, NY • United States

Scarsdale, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Asset Management, Inc. New York City NY 12/2008 06/2022
Lucas & Associates Westport CT 09/2008 06/2018
National Securities Corp New York NY 03/2010 06/2022
Stage Wealth Management, Inc. Jericho NY 06/2022 Present
  • 12/2008 → 06/2022
    National Asset Management, Inc.
    New York City, NY
  • 09/2008 → 06/2018
    Lucas & Associates
    Westport, CT
  • 03/2010 → 06/2022
    National Securities Corp
    New York, NY
  • 06/2022 → Present
    Stage Wealth Management, Inc.
    Jericho, NY
Previous Registrations
Other Businesses

1) Independent Insurance Agent, Investment Related, Since 05/2011, 2-5 hours/month; all during trading hours; insurance sales and services

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-04-05
S65 Uniform Investment Adviser Law Examination 2009-01-14
  • S63 Uniform Securities Agent State Law Examination
    2010-04-05
  • S65 Uniform Investment Adviser Law Examination
    2009-01-14
Other Names
  • Michael Mullane
  • Michael Mullane

View on SEC IAPD

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