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Current Employers
Efg Private Wealth Management (Americas) Corp.

701 Brickell Avenue Suite 1310, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-11-21
  • FL RA
    APPROVED
    Since 2019-11-21

Branch Locations

701 Brickell Avenue Suite 1310, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Efg Capital International Miami FL 12/2008 Present
Efg Capital Asset Management Llc Miami FL 08/2010 Present
  • 12/2008 → Present
    Efg Capital International
    Miami, FL
  • 08/2010 → Present
    Efg Capital Asset Management Llc
    Miami, FL
Previous Registrations
  • 2016-07-20 → 2019-02-22
    Efg Capital Advisors Inc.
    Miami, FL
  • 2010-09-29 → 2014-11-06
    Efg Capital Advisors Llc
    Miami, FL
Other Businesses

RIAR (Registered Investment Advisor Representative) with affiliated company, EFG Private Wealth Management (Americas) Corp., formerly, EFG Asset Management (Americas), Corp. providing investment advice and services to clients on a non-discretionary basis. Compensation through EFG Capital International Corp (salaried employment).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-26
  • S66 Uniform Combined State Law Examination
    2010-08-26
Other Names
  • Kenia Naves Rochas
  • Kenia Naves Rochas
  • Kenia Naves Wedekin
  • Kenia Veruscha Rocha
  • Kenia Naves Ross

View on SEC IAPD

Other Firms

Other Investors

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