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Thomas F Pierson

Morgan Stanley

West Des Moines, IA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-09
TX RA APPROVED 2024-08-05
IA RA APPROVED 2024-07-27
  • IL RA
    APPROVED
    Since 2026-01-09
  • TX RA
    APPROVED
    Since 2024-08-05
  • IA RA
    APPROVED
    Since 2024-07-27

Branch Locations

1080 Jordan Creek Parkway Suite 400 North, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities, Llc Denver CO 02/2017 11/2017
Jp Morgan Chase Bank Denver CO 08/2014 11/2017
Wells Fargo Bank, Na Pueblo CO 01/2019 04/2022
Wells Fargo Clearing Services, Llc Pueblo CO 11/2017 01/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Des Moines IA 04/2022 07/2024
Morgan Stanley West Des Moines IA 07/2024 Present
  • 02/2017 → 11/2017
    Jp Morgan Securities, Llc
    Denver, CO
  • 08/2014 → 11/2017
    Jp Morgan Chase Bank
    Denver, CO
  • 01/2019 → 04/2022
    Wells Fargo Bank, Na
    Pueblo, CO
  • 11/2017 → 01/2019
    Wells Fargo Clearing Services, Llc
    Pueblo, CO
  • 04/2022 → 07/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    West Des Moines, IA
  • 07/2024 → Present
    Morgan Stanley
    West Des Moines, IA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-27
S63 Uniform Securities Agent State Law Examination 2018-02-16
  • S66 Uniform Combined State Law Examination
    2023-01-27
  • S63 Uniform Securities Agent State Law Examination
    2018-02-16
Other Names
  • Tom F Pierson
  • Thomas F Pierson
  • Thomas Francis Pierson
  • Tom Pierson
  • Thomas Pierson
  • Tom Francis Pierson

View on SEC IAPD

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