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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-22
CA RA APPROVED 2016-12-15
  • TX RA
    APPROVED_RES
    Since 2025-08-22
  • CA RA
    APPROVED
    Since 2016-12-15

Branch Locations

535 Cowper St Suite 200, Palo Alto, CA 94301 • United States

San Francisco, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigfig Wealth Management San Francisco CA 01/2014 11/2016
Tiaa Palo Alto CA 11/2016 Present
Tiaa-Cref Individual & Institutional Services, Llc Palo Alto CA 11/2016 Present
Previous Registrations
  • 2014-04-10 → 2016-12-07
    San Francisco, CA
  • 2013-01-03 → 2014-01-15
    Td Ameritrade, Inc.
    San Francisco, CA
  • 2013-01-03 → 2014-01-15
    Td Ameritrade Investment Management, Llc
    San Francisco, CA
Other Businesses

RENTAL PROPERTY (LOCATED IN AZ) POSITION: Property Manager NATURE: Rental property located in Mesa, AZ. Long-term rental with tenant already occupying with 2-year contract. I am purchasing the property from my parents and taking over managing the rental. The management if minimal as tenants are in there long-term. The OBA has not yet officially commenced, however, the process to purchase the rental property has on 3/26/2026. Official commencement i believe would be the date in which we close on the rental property and begin to receive rental income and start management. Closing date is expected to be no later than 4/15/2026. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/26/2026 ADDRESS: 5660 E Forge Cir, Mesa AZ 85206, United States DESCRIPTION: Manage rental income and tenant issues

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-12-30
S65 Uniform Investment Adviser Law Examination 2016-08-12
S66 Uniform Combined State Law Examination 2011-12-19
  • S63 Uniform Securities Agent State Law Examination
    2016-12-30
  • S65 Uniform Investment Adviser Law Examination
    2016-08-12
  • S66 Uniform Combined State Law Examination
    2011-12-19
Other Names
  • Tj Salunga
  • Timothy Salunga

View on SEC IAPD

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