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Current Employers
Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2014-08-01
  • IL RA
    APPROVED
    Since 2014-08-01

Branch Locations

353 N. Clark St, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mesirow Financial, Inc. Chicago IL 12/2008 Present
  • 12/2008 → Present
    Mesirow Financial, Inc.
    Chicago, IL
Previous Registrations
  • 2018-07-18 → 2026-06-01
    Chicago, IL
  • 2015-04-01 → 2016-08-01
    Mesirow Financial Alternative Investments, Llc
    Chicago, IL
Other Businesses

1.) CITY OF RIVERSIDE ETHICS COMMISSION, NOT INVESTMENT RELATED, ETHICS OFFICER, THE COMMISSION RESOLVES COMPLAINTS FILED AGAINST VILLAGE TRUSTEE AND OTHER GOVERMENT OFFICIALS, LESS THAN 1 HOUR A MONTH. 2.) WEST SUBURBAN TEMPLE HAR ZION, INVESTMENT RELATED, ENDOWMENT COMMITTEE MEMBER, I WAS APPOINTED TO A COMMITTEE THAT REVIEWS THE TEMPLE'S INVESTMENTS. ALL INVESTMENTS ARE SHORT TERM FIXED INCOME PRODUCTS SUCH AS CD, 3 HOURS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-01
  • S66 Uniform Combined State Law Examination
    2014-08-01

View on SEC IAPD

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