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Current Employers
Arkadios Wealth Advisors

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-06-26
  • LA RA
    APPROVED
    Since 2024-06-26

Branch Locations

4565 Lasalle St Ste 100 Hwy 22, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Metairie LA 08/2016 06/2024
Gulf Coast Bank & Trust Metairie LA 08/2016 Present
Arkadios Capital Atlanta GA 06/2024 Present
Arkadios Wealth Advisors Atlanta GA 06/2024 Present
  • 08/2016 → 06/2024
    Metairie, LA
  • 08/2016 → Present
    Gulf Coast Bank & Trust
    Metairie, LA
  • 06/2024 → Present
    Arkadios Capital
    Atlanta, GA
  • 06/2024 → Present
    Atlanta, GA
Previous Registrations
  • 2016-08-12 → 2024-06-25
    Metairie, LA
    Hammond, LA
    Covington, LA
    New Orleans, LA
    New Orleans, LA
    Harvey, LA
    Baton Rouge, LA
    Terrytown, LA
    Kenner, LA
    Mandeville, LA
  • 2016-01-07 → 2016-08-15
    Ridgeland, MS
  • 2013-12-18 → 2015-08-21
    Msi Financial Services, Inc.
    Metairie, LA
  • 2009-02-18 → 2013-08-02
    Msi Financial Services, Inc.
    Metairie, LA
Other Businesses

1. 08/10/2016: Gulf Coast Wealth Management - DBA - investment related - at reported business location(s), 160hours/month, 160hours/month during securities trading hours. 2. No Business Name - Non-Variable Insurance - Investment Related - 1825 Veterans Blvd, Metairie, LA 70005 - Start 09/06/2016 - 10 Hr/Mo; 7 Hour(s) During Securities Trading - Insurance Types: Life, Health, Disability, LTC, Fixed Annuities 3. Gulf Coast Bank & Trust Co., Is Investment Related, 1825 Veterans Blvd, , Metairie, LA, 70005, United States, Personal and Institutional Trust Services, Divisional Manager, 1/1/2026, 20 hours per month, 20 hours per month during trading hours, Salary Compensation, I serve as the Wealth Management Director responsible for the leadership and oversight of the Trust Division at Gulf Coast Bank & Trust Co. My responsibilities include strategic management of personnel, operational efficiency, profitability, and ensuring compliance with applicable laws, regulations, and internal policies governing the trust department. This role does not involve direct client relationship management, investment advisory activities, or securities transactions. Additionally, I do not maintain access to client account systems or confidential client data within the trust department 4. Professional Speaking and Training, Is Not Investment Related, 1549 Stillwater Dr., , Mandeville, LA, 70471, United States, Speaking and training for general business audiences, Speaker/ Trainer, 1/1/2027, 10 hours per month, 4 hours per month during trading hours, Other Compensation, Provide occasional professional speaking and training services on general business topics, including sales skills, professional development, career growth, productivity, and leadership. Engagements are contracted on a per-event basis through a third-party speaking firm that sources and schedules opportunities. Activity is non-securities related and does not involve investment advice, financial products, client solicitation, or use of firm resources.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-17
S63 Uniform Securities Agent State Law Examination 2009-05-29
  • S66 Uniform Combined State Law Examination
    2015-12-17
  • S63 Uniform Securities Agent State Law Examination
    2009-05-29
Other Names
  • E. Jason King
  • Jason King

View on SEC IAPD

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