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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-08-20 |
| PA | RA | APPROVED | 2026-08-20 |
| TX | RA | APPROVED_RES | 2026-08-20 |
Branch Locations
11350 Mccormick Road Executive Plaza Iii, Suite 100, Hunt Valley, MD 21031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Hunt Valley | MD | 12/2005 | 10/2022 |
| Stifel Independent Advisors, Llc | Hunt Valley | MD | 10/2022 | 08/2026 |
| Equitable Advisors, Llc | Hunt Valley | MD | 08/2026 | Present |
| Axio Capital Advisors, Llc | Hunt Valley | MD | 08/2026 | Present |
1. State of Maryland Notary; 500 Torbert Road, Fawn Grove, PA 17321; Notary; 04/22/2020; 5 Hours per year; during securities trading hours; not investment-related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-09 |
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