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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-08-20
PA RA APPROVED 2026-08-20
TX RA APPROVED_RES 2026-08-20
  • MD RA
    APPROVED
    Since 2026-08-20
  • PA RA
    APPROVED
    Since 2026-08-20
  • TX RA
    APPROVED_RES
    Since 2026-08-20

Branch Locations

11350 Mccormick Road Executive Plaza Iii, Suite 100, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Hunt Valley MD 12/2005 10/2022
Stifel Independent Advisors, Llc Hunt Valley MD 10/2022 08/2026
Equitable Advisors, Llc Hunt Valley MD 08/2026 Present
Axio Capital Advisors, Llc Hunt Valley MD 08/2026 Present
Previous Registrations
Other Businesses

1. State of Maryland Notary; 500 Torbert Road, Fawn Grove, PA 17321; Notary; 04/22/2020; 5 Hours per year; during securities trading hours; not investment-related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-27
S63 Uniform Securities Agent State Law Examination 2013-11-09
  • S66 Uniform Combined State Law Examination
    2016-02-27
  • S63 Uniform Securities Agent State Law Examination
    2013-11-09

View on SEC IAPD

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