Jason Wayne Smith

Current Employers

Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-25
IL	RA	APPROVED	2013-02-11

NY RA
APPROVED

Since 2021-03-25
IL RA
APPROVED

Since 2013-02-11

Branch Locations

Chicago, IL • United States

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Neuberger Berman	Chicago	IL	12/2005	Present

12/2005 → Present

Neuberger Berman

Chicago, IL

Other Businesses

Neuberger Berman BD LLC ("NBBD") is a wholly owned subsidiary of Neuberger Berman Investment Advisers LLC, ("NBIA") a registered investment adviser, which shares offices with each NBBD office. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBIA, on an ongoing basis.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-02-09

S66 Uniform Combined State Law Examination

2013-02-09

Other Names

Jason Smith

View on SEC IAPD