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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-30
MI RA APPROVED 2012-12-18
  • TX RA
    APPROVED_RES
    Since 2024-08-30
  • MI RA
    APPROVED
    Since 2012-12-18

Branch Locations

2800 S State St Ste 205 Ann Arbor, Ann Arbor, MI 48104 • United States

Ypsilanti, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Ann Arbor MI 12/2012 03/2020
Ameriprise Financial Services, Llc Ann Arbor MI 03/2020 Present
Other Businesses

Board of Directors; Pink Sisters Inc; Board Member; 19195 Snow Rd, , Dearborn, MI, 48124; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Defined Balance; Employee - Financial Advisor and Operations Manager; LLC for franchise; 2800 S State St Suite 205, , Ann Arbor, MI, 48104; Not Investment-Related; 08/23/2013; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-01-23
S65 Uniform Investment Adviser Law Examination 2012-08-14
  • S63 Uniform Securities Agent State Law Examination
    2013-01-23
  • S65 Uniform Investment Adviser Law Examination
    2012-08-14
Other Names
  • John Kellmann

View on SEC IAPD

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