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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
2038 Vermont Dr Ste 201, Fort Collins, CO 80525 • United States
1701 E Niagara Rd, Montrose, CO 81401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co, Inc. | Lone Tree | CO | 03/2013 | 08/2020 |
| Schw Private Client Invest Adv | Lone Tree | CO | 01/2015 | 08/2020 |
| Waddell & Reed, Inc. | Fort Collins | CO | 08/2020 | Present |
| Various Insurance Carriers For W&R Insurance Agencies | Parker | CO | 09/2020 | Present |
| Rocky Mountain Strategic Capital Inc. | Parker | CO | 09/2020 | Present |
| Lpl Financial Llc | Parker | CO | 07/2021 | Present |
09/2020-PRESENT; VARIOUS INSURANCE CARRIERS FOR W&R INSURANCE AGENCIES; PARKER, CO; NOT INVESTMENT RELATED; INSURANCE SALES; INSURANCE AGENT. 09/2020-PRESENT, ROCKY MOUNTAIN STRATEGIC CAPITAL INC., PARKER, CO; INVESTMENT RELATED: NO; PRESIDENT; NUMBER OF HOURS MONTHLY: 2, SECURITIES TRADING HOURS: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-17 |
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