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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-02-13
  • AL RA
    APPROVED
    Since 2024-02-13

Branch Locations

60 Commerce Street, Montgomery, AL 36104 • United States

249 Fifth Avenue Floor 29, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bethesda MD 10/2015 11/2016
Wells Fargo Clearing Services, Llc Bethesda MD 11/2016 02/2021
Pnc Investments Pittsburgh PA 03/2021 06/2021
Pnc Investments Pittsburgh PA 06/2021 Present
  • 10/2015 → 11/2016
    Wells Fargo Advisors Llc
    Bethesda, MD
  • 11/2016 → 02/2021
    Bethesda, MD
  • 03/2021 → 06/2021
    Pnc Investments
    Pittsburgh, PA
  • 06/2021 → Present
    Pnc Investments
    Pittsburgh, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-12-02
S63 Uniform Securities Agent State Law Examination 2015-03-30
  • S65 Uniform Investment Adviser Law Examination
    2019-12-02
  • S63 Uniform Securities Agent State Law Examination
    2015-03-30
Other Names
  • Teresa D. Littlepage

View on SEC IAPD

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