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Timothy Cooke Vail

Vail Ridge Capital, LLC

Bellingham, WA

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Current Employers
Vail Ridge Capital, Llc

Bellingham, WA • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2014-12-12
  • WA RA
    APPROVED
    Since 2014-12-12

Branch Locations

Bellingham, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vail Ridge Capital, Llc Bellingham WA 12/2014 Present
Previous Registrations
  • 2012-02-28 → 2014-12-18
    Cetera Advisors Llc
    Everson, WA
  • 2011-07-11 → 2012-02-28
    Pacific West Financial Consultants Inc
    Renton, WA
  • 2009-04-29 → 2011-07-21
    Waddell & Reed
    Seattle, WA
Other Businesses

Collateral Specialists Inc. non-investment related business 1670 Corporate Circle Ste 200, PETALUMA, CA 94954 Site inspections for insurance companies, banks, buyers and sellers of goods Site Inspector 12/2020 20 hours per month 5 hours per month Go to inspection site, fill out a report, take photos, send in results FINRA Yes is investment related 1735 K St NW, United States Arbitration for FINRA Arbitrator Arbitrator 3/2018 Bellingham School District 1306 Dupont St, Bellingham, WA 98225 Education Coach High School Golf Coach 3/2015 15 hours per week March-May 2 hrs per week for three months Coaching High School Girls Golf

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-28
  • S66 Uniform Combined State Law Examination
    2009-04-28
Other Names
  • Timothy Vail
  • Tim Cooke Vail
  • Tim Vail
  • Timothy C. Vail

View on SEC IAPD

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