Marcus Edward Esposito

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-03-20
TN	RA	APPROVED	2012-01-13

TX RA
APPROVED_RES

Since 2015-03-20
TN RA
APPROVED

Since 2012-01-13

Branch Locations

618 Oakleaf Office Lane Ste 300, Memphis, TN 38117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Company	Memphis	TN	12/2008	Present
Mml Investors Services, Llc	Memphis	TN	12/2008	Present

12/2008 → Present

Massmutual Life Insurance Company

Memphis, TN
12/2008 → Present

Mml Investors Services, Llc

Memphis, TN

Other Businesses

(1) NAME: MARCUS ESPOSITO INV REL: Y ADDR: 4818 NORMANDY LN MEMPHIS, TN 38117 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES, AGENT START: 6/6/2014 NO HRS/MO: 3 NO HRS/MO DUR TRADING: 1. (2) NAME: LONGVIEW PLANNING PARTNERS INV REL: Y ADDR: 618 OAKLEAF OFFICE LN, STE 300, MEMPHIS, TN 38117 NATURE: LLC CAPTURES REVENUE & PAYS EXPENSES POSITION: SALES, OWNERSHIP, 30% PARTNERSHIP START: 7/13/2018 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0. (3) NAME: UNIVERSITY OF TENNESSEE HEALTH SCIENCE CENTER INV REL: N ADD: 910 MADISON AVE MEMPHIS TN 38163 NATURE: TEACHING FINANCIAL LITERACY SECTION OF MEDICAL SCHOOL CAPSTONE COURSE TO MEDICAL STUDENTS POSITION: EDUCATOR START DATE: 9/23/2019 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-11-17
S63	Uniform Securities Agent State Law Examination	2009-02-23

S65 Uniform Investment Adviser Law Examination

2011-11-17
S63 Uniform Securities Agent State Law Examination

2009-02-23

Designations

View on SEC IAPD