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Rancho Cucamonga, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ontario | CA | 03/2012 | 09/2019 |
| U.S. Bancorp Investments, Inc. | San Diego | CA | 08/2019 | 11/2019 |
| Lexaurum Advisors, Llc | Overland Park | KS | 11/2019 | Present |
| Shepherd Advisor Llc | Rancho Cucamonga | CA | 11/2019 | Present |
| Shepherd Advisor Llc | Rancho Cucamonga | CA | 10/2023 | Present |
1. FORSYS; Investment related: No; Milpitas, CA; Software Technology Consulting; Managing Director/Manage strategic enterprise client's relationships; start date: Aug 2022; 20 Hours/Week non trading hours. 2. COGNICOR TECHNOLOGIES INC; Investment related: No; Palo Alto, CA; AI Software Solutions; Head of Insurance Solutions/Help company with Product strategy; start date: May 2023; 1 Hour/Week non trading hours. 3. INSURANCE AGENT- Nixon James; Investment related: Yes; Rancho Cucamonga, CA; Licensed to sell Life Insurance; Insurance Agent/Life Insurance planning; start date: 2009; 1 Hour/Week non trading hours. 4. AIDEO LLC; Investment related: No; Rancho Cucamonga, CA; Software Consulting; Founder/Occasional Software developers' placement with clients; start date: Jan 2000; 1 Hour/Week non trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-24 |
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