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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-24 |
| NC | RA | APPROVED | 2025-01-27 |
Branch Locations
Chapel Hill, NC • United States
2530 Meridian Parkway, 3Rd Floor, Durham, NC 27713 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Investment Center Inc | Research Triangle Park | NC | 12/2013 | 01/2025 |
| Ic Advisory Services Inc | Research Triangle Park | NC | 12/2013 | 01/2025 |
| Commonwealth Financial Network | Waltham | MA | 01/2025 | Present |
| White Oak Financial Specialists Inc | Research Triangle Park | NC | 01/2025 | Present |
1. Fixed insurance sales; Located at 2530 Meridian Parkway, Durham, NC 27713, as of 1/27/2025; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, White Oak Financial Specialists; a private entity established to facilitate securities, advisory, and insurance business; Located in Durham, NC; as of 12/13/2024; 100% of time spent during business hours; Conducted at branch; Investment related. 3. Co-owner of rental property located in Chapel Hill, NC, as of 08/01/2009; 1% time spent during business hours; Not conducted at branch location; Investment related. 4. Co-owner of rental property located in Chapel Hill, NC, as of 08/01/2009; 1% time spent during business hours; Not conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-06 |
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