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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-11-21 |
Branch Locations
2049 Century Park E, Los Angeles, CA 90067 • United States
2815 Townsgate Rd, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Los Angeles | CA | 09/2017 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 09/2017 | Present |
| Self Employed | Malibu | CA | 07/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-28 |
| S66 | Uniform Combined State Law Examination | 2009-05-26 |
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