Best Investors Account Sign in

Catherine B Gowen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Pennington, NJ

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-14
NJ RA APPROVED 2018-09-04
PA RA APPROVED 2014-10-14
  • TX RA
    APPROVED_RES
    Since 2018-11-14
  • NJ RA
    APPROVED
    Since 2018-09-04
  • PA RA
    APPROVED
    Since 2014-10-14

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 03/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-16
  • S66 Uniform Combined State Law Examination
    2007-04-16
Other Names
  • Chatherine B Gowen
  • Kate Gowen

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor