Inactive

Joshua Ryan Rothstein

Angeles Wealth Management, LLC

Santa Monica, CA

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Current Employers

Angeles Wealth Management, Llc

429 Santa Monica Blvd Suite 650, Santa Monica, CA 90401 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-06-25
CA	RA	APPROVED	2014-06-20

TX RA
APPROVED_RES

Since 2014-06-25
CA RA
APPROVED

Since 2014-06-20

Branch Locations

429 Santa Monica Blvd Suite 650, Santa Monica, CA 90401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Angeles Wealth Mangement	Santa Monica	CA	06/2014	Present

06/2014 → Present

Angeles Wealth Mangement

Santa Monica, CA

Previous Registrations

2009-04-22 → 2014-05-08

Guggenheim Investment Advisors, Llc

New York, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-03-20
S65	Uniform Investment Adviser Law Examination	2009-01-16

S63 Uniform Securities Agent State Law Examination

2014-03-20
S65 Uniform Investment Adviser Law Examination

2009-01-16

View on SEC IAPD

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