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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-11
CA RA APPROVED 2021-06-22
  • TX RA
    APPROVED_RES
    Since 2021-08-11
  • CA RA
    APPROVED
    Since 2021-06-22

Branch Locations

1331 North California Blvd. Suite 650, Walnut Creek, CA 94596 • United States

Lafayette, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Morgan Stanley Walnut Creek CA 07/2009 06/2021
Morgan Stanley Private Bank, National Association New York NY 01/2015 06/2021
Rbc Capital Markets, Llc Walnut Creek CA 06/2021 Present
Morgan Stanley Private Bank, N.A New York NY 03/2018 06/2021
City National Bank Walnut Creek CA 08/2021 Present
  • 07/2009 → 06/2021
    Walnut Creek, CA
  • 01/2015 → 06/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2021 → Present
    Walnut Creek, CA
  • 03/2018 → 06/2021
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 08/2021 → Present
    City National Bank
    Walnut Creek, CA
Previous Registrations
  • 2009-10-12 → 2021-06-23
    San Francisco, CA
    Walnut Creek, CA
Other Businesses

*427744 - Real Estate Investment; Investment related - Yes; Glendale, Arizona; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2021; During business hours: 0; After business hours: 1; (2) NAME OF ENTITY: NORTHWEST VALLEY OFFICE PLAZA LLC ADDRESS: 3559 MT DIABLO BLVD 36, LAFAYETTE, CA 94549 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Single Asset Real Estate Investment CAPACITY: Owner - Passive START DATE: 7/30/2021 DUTIES: I anticipate being a passive capital partner HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: 500 Carlisle LLC ADDRESS: 3559 Mt. Diablo Blvd. #36 Lafayette, CA 94549 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: New LLC to hold rental real estate exchange purchase CAPACITY: Owner - Passive START DATE: 2/11/22 DUTIES: I don't have any official duties, I'm offering my portion capital from our previous exchange and potentially a personal guarantee if we seek financing of the property in the future. HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-09
  • S66 Uniform Combined State Law Examination
    2009-10-09
Designations
Other Names
  • Magnus Zsolt Duborg

View on SEC IAPD

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