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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-06-07
  • MA RA
    APPROVED
    Since 2018-06-07

Branch Locations

200 5Th Ave Suite 4010, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Street Bank And Trust Co Boston MA 05/2008 05/2018
State Street Global Markets, Llc Boston MA 12/2008 05/2017
State Street Global Markets, Llc Boston MA 05/2017 05/2018
Lpl Financial, Llc Waltham MA 06/2018 Present
Integrated Wealth Concepts Llc Waltham MA 06/2018 Present
  • 05/2008 → 05/2018
    State Street Bank And Trust Co
    Boston, MA
  • 12/2008 → 05/2017
    State Street Global Markets, Llc
    Boston, MA
  • 05/2017 → 05/2018
    State Street Global Markets, Llc
    Boston, MA
  • 06/2018 → Present
    Lpl Financial, Llc
    Waltham, MA
  • 06/2018 → Present
    Waltham, MA
Other Businesses

1. 6/1/2018 - INTEGRATED FINANCIAL PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 6/4/2018 - 800 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 2. 10/9/2018 - Integrated Wealth Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 6/4/2018 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Integrated Wealth Concepts LLC, an independent investment advisor firm. I started this business activity in 06/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/9/2018 - Integrated Wealth Concepts LLC - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 4. 9/25/2019 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/01/2019 - 5 Hours Per Month During Securities Trading. 5. 12/16/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/15/2019 - 4 Hours Per Month/2 Hours During Securities Trading. 6. 5/3/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-03-10
  • S63 Uniform Securities Agent State Law Examination
    2009-03-10
Designations

View on SEC IAPD

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