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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2018-06-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Street Bank And Trust Co | Boston | MA | 05/2008 | 05/2018 |
| State Street Global Markets, Llc | Boston | MA | 12/2008 | 05/2017 |
| State Street Global Markets, Llc | Boston | MA | 05/2017 | 05/2018 |
| Lpl Financial, Llc | Waltham | MA | 06/2018 | Present |
| Integrated Wealth Concepts Llc | Waltham | MA | 06/2018 | Present |
1. 6/1/2018 - INTEGRATED FINANCIAL PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 6/4/2018 - 800 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 2. 10/9/2018 - Integrated Wealth Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 6/4/2018 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Integrated Wealth Concepts LLC, an independent investment advisor firm. I started this business activity in 06/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/9/2018 - Integrated Wealth Concepts LLC - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 4. 9/25/2019 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/01/2019 - 5 Hours Per Month During Securities Trading. 5. 12/16/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/15/2019 - 4 Hours Per Month/2 Hours During Securities Trading. 6. 5/3/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-03-10 |
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