Andrew Michael Lapone

Seelaus Asset Management, LLC

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Current Employers

Seelaus Asset Management, Llc

26 Main Street Suite 304, Chatham, NJ 07928 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-04-13

NJ RA
APPROVED

Since 2026-04-13

Branch Locations

26 Main Street Suite 304, Chatham, NJ 07928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jefferies & Company, Inc.	New York	NY	06/2011	12/2020
Middlegate Securities Ltd	New York	NY	03/2021	06/2022
R. Seelaus & Co.,	Chatham	NJ	06/2022	Present

06/2011 → 12/2020

Jefferies & Company, Inc.

New York, NY
03/2021 → 06/2022

Middlegate Securities Ltd

New York, NY
06/2022 → Present

R. Seelaus & Co.,

Chatham, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-03-09
S63	Uniform Securities Agent State Law Examination	2011-10-28

S65 Uniform Investment Adviser Law Examination

2026-03-09
S63 Uniform Securities Agent State Law Examination

2011-10-28

View on SEC IAPD

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