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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-21
NY RA APPROVED 2021-03-25
IL RA APPROVED 2012-12-04
  • FL RA
    APPROVED
    Since 2026-01-21
  • NY RA
    APPROVED
    Since 2021-03-25
  • IL RA
    APPROVED
    Since 2012-12-04

Branch Locations

Bonita Springs, FL • United States

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Chicago IL 12/2005 Present
Neuberger Berman Management Inc. Chicago IL 07/2008 Present
  • 12/2005 → Present
    Neuberger Berman
    Chicago, IL
  • 07/2008 → Present
    Neuberger Berman Management Inc.
    Chicago, IL
Other Businesses

Neuberger Berman BD LLC ("NBBD") is a wholly owned subsidiary of Neuberger Berman Investment Advisers LLC, ("NBIA") a registered investment adviser, which shares offices with each NBBD office. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBIA, on an ongoing basis.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-03
  • S66 Uniform Combined State Law Examination
    2012-12-03
Other Names
  • Anthnassios Bardas
  • Anthanassios Bardas

View on SEC IAPD

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