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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| GA | RA | APPROVED | 2020-11-06 |
| TX | RA | APPROVED | 2009-08-13 |
| NJ | RA | APPROVED | 2009-07-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hopewell | NJ | 02/2007 | Present |
I*417769For profit or not for profit: Entity For ProfitName of outside business organization: JC CookiesInvestment related: NAddress of business: OBA, OBA, OBANature of business: ["Limited Liability Company"]Position, title, association: ["Other"], Start date of relationship: 6/1/2015Number of hours devoted: 50 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: Baker, Event Catering.I*2051301, Entity Type, Entity For Profit, Entity Publicly Traded, Name of OBA: Ross Store, Inc., Address: McDonough, GA, 30253, Investment Related: No, Position, Title, Association: Employee, Employee Start Date: 11/12/2024, No Hours: 40hr/Weekly, No Hours during trading: 0, Duties: Entity is a retail store and I would be stocking shelves with merchandise overnight. I*4631286 Entity Type: Entity For Profit Name of OBA: DoorDash Address: San Francisco, California, 94107 Investment Related: No Position, Title, Association: Employee Employee Start Date: 05/28/2026 Number of Hours: 25, Weekly Number of Hours during trading: 0, Weekly Duties: Delivery Service that I do when I am available. Deliver food and packages I*4631288 Entity Type: Entity For Profit Name of OBA: UberEats Address: San Francisco, California, 94103 Investment Related: No Position, Title, Association: Employee Employee Start Date: 05/28/2026 Number of Hours: 25, Weekly Number of Hours during trading: 0, Weekly Duties: Provide Delivery Service for compensation Pick delivery food and packages
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-03 |
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