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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-19 |
| TX | RA | APPROVED | 2024-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wasmer, Schroeder & Company, Inc. | Philadelphia | PA | 09/2015 | 04/2019 |
| The Vanguard Group, Inc. | Malvern | PA | 07/2024 | Present |
| Affiliated Distributors | Wayne | PA | 07/2019 | 10/2022 |
| Randstad | Malvern | PA | 04/2024 | 06/2024 |
| Unemployed | Philadelphia | PA | 11/2022 | 02/2024 |
| Self-Employed | Philadelphia | PA | 03/2024 | Present |
| Wasmer, Schroeder & Company, Inc. | Exton | PA | 09/2015 | 04/2019 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT RELATED ADDRESS: PHILADELPHIA, PA NATURE OF BUSINESS: CONTRACT DRIVER POSITION: CONTRACTED WITH UBER START DATE: 03/2024 APPROX. HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DRIVING PASSENGERS TO DESTINATIONS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-18 |
| S65 | Uniform Investment Adviser Law Examination | 2014-12-22 |
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