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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-06-30 |
| ID | RA | APPROVED | 2025-11-17 |
| HI | RA | APPROVED | 2024-08-23 |
| WA | RA | APPROVED | 2024-05-06 |
| WI | RA | APPROVED | 2024-05-06 |
| MT | RA | APPROVED | 2024-04-01 |
| PA | RA | APPROVED | 2023-10-25 |
| MD | RA | APPROVED | 2021-03-19 |
| TX | RA | APPROVED_RES | 2020-10-21 |
| CA | RA | APPROVED | 2020-07-06 |
| CO | RA | APPROVED | 2020-04-28 |
| AZ | RA | APPROVED | 2019-07-26 |
| MN | RA | APPROVED | 2019-05-09 |
Branch Locations
10900 Wayzata Boulevard Suite 730, Minnetonka, MN 55305 • United States
Andover, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | Minneapolis | MN | 10/2014 | 01/2024 |
| Guardian Life Insurance Co Of America | Minneapolis | MN | 10/2014 | 01/2024 |
| Guardian Life Insurance Company | Minnetonka | MN | 01/2024 | Present |
| Park Avenue Securities | Minnetonka | MN | 01/2024 | Present |
| Guardian Life Insurance Company | Andover | MN | 06/2024 | Present |
| Park Avenue Securities | Andover | MN | 06/2024 | Present |
1) Insurance other than Guardian, Start date: 11/01/2012, Nature: Insurance other than Guardian, Address: 10900 Wayzata Blvd Suite 730 Minnetonka, MN 55305, Duties: Broker selling insurance products other than Guardian, 5 total hours per month; 5 during securities trading hours, Investment related, 2) POA-mother, Start date: 08/14/2019, Address: 7250 York Ave S Apt. 220 Edina, MN 55435, 0 total hours per month; Not Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-22 |
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