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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-06-30
ID RA APPROVED 2025-11-17
HI RA APPROVED 2024-08-23
WA RA APPROVED 2024-05-06
WI RA APPROVED 2024-05-06
MT RA APPROVED 2024-04-01
PA RA APPROVED 2023-10-25
MD RA APPROVED 2021-03-19
TX RA APPROVED_RES 2020-10-21
CA RA APPROVED 2020-07-06
CO RA APPROVED 2020-04-28
AZ RA APPROVED 2019-07-26
MN RA APPROVED 2019-05-09
  • DC RA
    APPROVED
    Since 2026-06-30
  • ID RA
    APPROVED
    Since 2025-11-17
  • HI RA
    APPROVED
    Since 2024-08-23
  • WA RA
    APPROVED
    Since 2024-05-06
  • WI RA
    APPROVED
    Since 2024-05-06
  • MT RA
    APPROVED
    Since 2024-04-01
  • PA RA
    APPROVED
    Since 2023-10-25
  • MD RA
    APPROVED
    Since 2021-03-19
  • TX RA
    APPROVED_RES
    Since 2020-10-21
  • CA RA
    APPROVED
    Since 2020-07-06
  • CO RA
    APPROVED
    Since 2020-04-28
  • AZ RA
    APPROVED
    Since 2019-07-26
  • MN RA
    APPROVED
    Since 2019-05-09

Branch Locations

10900 Wayzata Boulevard Suite 730, Minnetonka, MN 55305 • United States

Andover, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities Llc Minneapolis MN 10/2014 01/2024
Guardian Life Insurance Co Of America Minneapolis MN 10/2014 01/2024
Guardian Life Insurance Company Minnetonka MN 01/2024 Present
Park Avenue Securities Minnetonka MN 01/2024 Present
Guardian Life Insurance Company Andover MN 06/2024 Present
Park Avenue Securities Andover MN 06/2024 Present
  • 10/2014 → 01/2024
    Minneapolis, MN
  • 10/2014 → 01/2024
    Guardian Life Insurance Co Of America
    Minneapolis, MN
  • 01/2024 → Present
    Guardian Life Insurance Company
    Minnetonka, MN
  • 01/2024 → Present
    Park Avenue Securities
    Minnetonka, MN
  • 06/2024 → Present
    Guardian Life Insurance Company
    Andover, MN
  • 06/2024 → Present
    Park Avenue Securities
    Andover, MN
Other Businesses

1) Insurance other than Guardian, Start date: 11/01/2012, Nature: Insurance other than Guardian, Address: 10900 Wayzata Blvd Suite 730 Minnetonka, MN 55305, Duties: Broker selling insurance products other than Guardian, 5 total hours per month; 5 during securities trading hours, Investment related, 2) POA-mother, Start date: 08/14/2019, Address: 7250 York Ave S Apt. 220 Edina, MN 55435, 0 total hours per month; Not Investment related, No annual compensation,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-20
S63 Uniform Securities Agent State Law Examination 2010-03-22
  • S65 Uniform Investment Adviser Law Examination
    2019-04-20
  • S63 Uniform Securities Agent State Law Examination
    2010-03-22
Other Names
  • Erik Nicholas Bohn

View on SEC IAPD

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