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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | St. Louis Park | MN | 11/2008 | Present |
| Pruco Securities, Llc. | St. Louis Park | MN | 11/2008 | 11/2024 |
| Lpl Enterprise, Llc | St. Louis Park | MN | 11/2024 | Present |
POWER OF ATTORNEY FOR GARY AND RITA MOENING (PARENTS) POSITION: They are my parents NATURE: Fiduciary Appointment (e.g., Trustee, Executor, POA) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/25/2019 ADDRESS: 17453 Fairway Circle, Cold Spring MN 56320, United States DESCRIPTION: I am a contingent POA for them. Both are each other's POA primary. Right now there is no work for me to do in this capacity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-23 |
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