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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Fort Wayne | IN | 11/2008 | Present |
| Pruco Securities, Llc. | Fort Wayne | IN | 11/2008 | 11/2024 |
| Lpl Enterprise, Llc | Fort Wayne | IN | 11/2024 | Present |
1) 08/27/2024- College Park Office Horizontal Property Regime- Board Member for office condo association (secretary)- Other- Not INV Related- Fort Wayne, IN- Start Date 01/01/2024- 4hrs/mth- 0hrs during trading 2) 08/27/2024- AJJG Properties LLC- Management of the real estate, tenants, and bank accounts derived from rental income- Real Estate Rental- INV Related- Fort Wayne, IN- Start Date 06/01/2018- 5hrs/mth- 5hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-19 |
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