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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2011-01-19 |
Branch Locations
Brookfield, IL • United States
1515 W. 22Nd Street Suite 400, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 11/2008 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 11/2008 | Present |
RICHWA INVESTMENT LLC, OWNER/MEMBER WITH WIFE, BUYING RENTAL PROPERTIES, 5 HRS PER MO, 48,000 PER YEAR, START 04.2018. THAI AMERICAN ASSOCIATION, TAX PREPARER, VOLUNTEER, HELPING MEMBERS PREPARE FOR FILING TAXES, START 03.2015, 10 HRS PER MO., JOHN M. BROWN INSURANCE AGENCY, SALES PERSON, SELLING PROPERTY AND CASUALTY INSURANCE, START DATE 06.2015, 10 HRS PER MO, 10,000 COMP PER YR. US TAX SERVICES, OWNER AND TAX PREPARER, OVERSEE ACTIVITY OF EMPLOYEES, START 02.2021, 60 HRS PER MO, 15,000 COMP PER YR. U.S. TAX AND SERVICES, PARTNER, NOTARY PUBLIC, 06.2021, 3HRS PER MO.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-30 |
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