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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2011-01-19
  • IL RA
    APPROVED
    Since 2011-01-19

Branch Locations

Brookfield, IL • United States

1515 W. 22Nd Street Suite 400, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 11/2008 06/2020
Equitable Advisors, Llc New York NY 11/2008 Present
Other Businesses

RICHWA INVESTMENT LLC, OWNER/MEMBER WITH WIFE, BUYING RENTAL PROPERTIES, 5 HRS PER MO, 48,000 PER YEAR, START 04.2018. THAI AMERICAN ASSOCIATION, TAX PREPARER, VOLUNTEER, HELPING MEMBERS PREPARE FOR FILING TAXES, START 03.2015, 10 HRS PER MO., JOHN M. BROWN INSURANCE AGENCY, SALES PERSON, SELLING PROPERTY AND CASUALTY INSURANCE, START DATE 06.2015, 10 HRS PER MO, 10,000 COMP PER YR. US TAX SERVICES, OWNER AND TAX PREPARER, OVERSEE ACTIVITY OF EMPLOYEES, START 02.2021, 60 HRS PER MO, 15,000 COMP PER YR. U.S. TAX AND SERVICES, PARTNER, NOTARY PUBLIC, 06.2021, 3HRS PER MO.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-30
  • S66 Uniform Combined State Law Examination
    2010-12-30

View on SEC IAPD

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