Best Investors
Account
Sign in
Best Investors
Account
Sign in
55A E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-14 |
| NJ | RA | APPROVED | 2021-03-10 |
| MA | RA | APPROVED | 2019-06-04 |
| TX | RA | APPROVED | 2019-05-30 |
Branch Locations
55A E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Niagara International Capital Limited | Clarence | NY | 10/2008 | 07/2017 |
| Flowers Etc. | Buffalo | NY | 06/2003 | Present |
| Avendus Capital, Inc. | New York | NY | 09/2013 | Present |
| Bay Harbor Advisors Llc | Buffalo | NY | 03/2014 | Present |
| Four Points Capital Partners | New York | NY | 08/2017 | Present |
| Mha Financial Corp | New York | NY | 05/2019 | Present |
(1) FLOWERS ETC., NON INVESTMENT REALTED: LOCATION: BUFFALO NY; POSITION: CONSULTANT/DRIVER; START DATE: 2003; NUMBER OF HOURS: 4 HRS/WK, 0 DURING TRADING HOURS; DUTIES: DRIVER FOR DOMESTIC PARTNERS FLOWER SHOP (2) NON-VARIABLE INSURANCE PRODUCTS; INVESTMENT RELATED; LOCATION: BUFFALO, NY; NATURE OF BUSINESS: GENERAL NON-VARIABLE INSURANCE PRODUCTS SALES; START DATE: 5/2011; NUMBER OF HOURS: 4-8 PER/MONTH, 1-2 HOURS/MONTH DURING TRADING HOUR (3) BAY HARBOR ADVISORS LLC; INVESTMENT RELATED; LOCATION: BUFFALO, NY; POSITION/TITLE: MANAGING PARTNER; NATURE OF BUSINESS: FINANCIAL SERVICES (BD/IA) COMPLIANCE CONSULTING; START DATE: 3/2014; NUMBER OF HOURS: 20/MONTH; 12/MONTH DURING TRADING HOURS (4) FOUR POINTS INSURANCE AGENCY, LLC; INVESTMENT RELATED; LOCATION: NEW YORK, NY; POSITION HELD: CCO; NATURE OF BUSINESS: INSURANCE; START DATE: 08/2017; NUMBER OF HOURS: 20 PER/MONTH DURING TRADING HOURS; DUTIES INCLUDE SALES AND SUPERVISION OF INSURANCE ACTIVITIES, BOTH VARIABLE AND NON-VARIABLE AS DRP FOR INSURANCE AGENCY. VARIABLE SALES AND SUPERVISION DONE IN CONJUNCTION WITH FOUR POINTS CAPITAL PARTNERS, LLC. (5) MHA FINANCIAL CORP, NEW YORK, NY; INVESTMENT RELATED; STARTED MAY 2019; POSITION: CHIEF COMPLIANCE OFFICER; 4 HOURS/WEEK DURING TRADING. (6) FOUR POINTS CAPITAL PARTNERS, NEW YORK, NY; INVESTMENT RELATED; STARTED 7/2017; CHIEF COMPLIANCE OFFICER; 30 HOURS/WEEK DURING TRADING (7) TRINITY EPISCOPAL CHURCH, BUFFALO, NY; NOT INVESTMENT RELATED; STARTED APRIL 2022; CYBERSACRISTAN; LIVESTREAMING FOR SERVICES, WEDDINGS, FUNERALS, ETC.; ESTIMATED APPROXIMATELY 1-2 HOURS/WEEK. (8) CENTER FOR GLASS & LIGHT, BUFFALO, NY; NOT INVESTMENT RELATED; STARTED JULY 2022; BOARD MEMBER/TREASURER; BOARD MEMBER OF 501C3 SEEKING VARIOUS FUNDING FOR THE RESTORATION OF THE STAINED GLASS IN TRINITY EPISCOPAL CHURCH. 1 HOUR/MONTH. (9) EPISCOPAL DIOCESE OF WNY, TONAWANDA, NY; NOT INVESTMENT RELATED; STARTED SEPTEMBER 2022; TRANSITIONAL DEACON (ORDAINED 5/18/2024); IN FORMATION FOR ORDINATION TO THE EPISCOPALIAN PRIESTHOOD. INCLUDES BEING SUPPLY CLERGY FOR VARIOUS CHURCHES, AND INCLUDES SACREDQ/SACRED QUEST WEBSITE FOR SERMONS, REFLECTIONS, ETC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-12 |
Reach out to this advisor