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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2014-07-03
  • VA RA
    APPROVED
    Since 2014-07-03

Branch Locations

4030 Quarles Ct, Harrisonburg, VA 22801-8716 • United States

Harrisonburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Harrisonburg VA 11/2008 03/2020
Ameriprise Financial Services, Llc Harrisonburg VA 03/2020 Present
Other Businesses

Board of Directors; St James United Methodist Church; Treasurer; 1525 Cecil Wampler Rd, , Pleasant Valley, VA, 22848; Not Investment-Related; 01/01/2023; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Administrator. Outside Employment; CJAM, LLC; Field RP Delegate for Field RP Catherine Vicente Salas / Ameriprise; Manage advisory business; 1108 Eden Square, , Chesapeake, VA, 23320; Investment-Related; 01/01/2020; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-19
  • S66 Uniform Combined State Law Examination
    2014-02-19

View on SEC IAPD

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