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Seneca, SC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-20 |
| SC | RA | APPROVED | 2024-05-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Air Force | Charleston | SC | 08/2005 | 12/2023 |
| "The Pilot'S Advisor," Llc | Seneca | SC | 12/2011 | Present |
| Fedex | Charleston | SC | 04/2012 | Present |
1) FEDEX, NON INVESTMENT RELATED, 3131 DEMOCRAT RD. MEMPHIS, TN 38118. PILOT, START DATE 04/2012, FLEXIBLE HOURS, APPROXIMATELY 20 HOURS PER MONTH, DUTIES ARE FLYING PLANES. 2) INVESTMENT PROPERTIES, NOT INVESTMENT-RELATED. ONLY FOR PERSONAL INVESTMENT PROPERTIES; HOME ADDRESS. COLLECTING RENT AND HANDLING ANY MAINTENANCE ISSUES THAT MAY COME UP; START DATE: 08/2002. 2 HOURS DEVOTED PER MONTH 0 DURING SECURITIES TRADING HOURS 3) INSURANCE - INVESTMENT RELATED. THE LAFAYETTE LIFE INSURANCE CO. 400 BROADWAY, CINCINNATI, OH 45202-3341 AND PENN MUTUAL. 600 DRESHER ROAD, HORSHAM, PA 19044. INSURANCE BUSINESS OUTSOURCED TO PENN MUTUAL/LAFAYETTE LIFE. START: 06/17/2022. APPOXIMATELY 2 HOURS PER MONTH, RESPONDING TO BASIC QUESTION, 0 HOURS DURING TRADING HOURS. 4) Pilot Tax, Investment Related, 220 West Jackson Street, Cicero, IN 46034. No Referral arrangement but refer clients to each other. Relationship started in August of 2022. Usually spend less than one hour per month devoted during securities trading, recommends advisory clients who may need tax services to Pilot Tax, no compensation received. 5) Max Performance Financial, Investment Related, 4737 County Rd 101, Unit 140, Minnetonka, MN, 55345, Referral arrangement, Start Date: June 2022. Two hours per month devoted and one hour per month devoted during securities trading, recommends advisory clients who may need insurance services to Max Performance Financial, Mr. Fleming receives compensation from this referral arrangement. If clients purchase insurance products, Mr. Fleming receives 50% of the commission. 6) BOLT Management, LLC; Investment Related; Seneca, SC; Captive insurance/reinsurance holding structure; Sole Owner/Managing Member; 2024; No time is devoted per month to this matter; sole owner and managing member. 7) Doin Blue, LLC; Not-investment related; Seneca, SC; LLC for airplane that is chartered to DoubleDay Aviation; Sole Owner/ Managing Member; 2025; 10 minutes per month is devoted to this matter; there are no duties for Mr. Fleming with this company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-27 |
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