Carlos Jesus Gonzalez

T. Rowe Price Associates, Inc.

Arlington Heights, IL

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Current Employers

T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2021-09-29
MD	RA	APPROVED	2021-09-29

IL RA
APPROVED

Since 2021-09-29
MD RA
APPROVED

Since 2021-09-29

Branch Locations

Arlington Heights, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Advisors Asset Management, Inc	Monument	CO	05/2009	07/2021
T Rowe Price	Baltimore	MD	08/2021	06/2026
T Rowe Price	Baltimore	MD	06/2026	Present

05/2009 → 07/2021

Advisors Asset Management, Inc

Monument, CO
08/2021 → 06/2026

T Rowe Price

Baltimore, MD
06/2026 → Present

T Rowe Price

Baltimore, MD

Previous Registrations

2009-05-26 → 2021-08-20

Advisors Asset Management, Inc.

Lisle, IL

The Woodlands, TX

Boerne, TX
2007-03-19 → 2008-11-04

Guggenheim Investments

Chicago, IL
2006-06-14 → 2007-03-14

Ameriprise Financial Services, Llc

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-06-13

S66 Uniform Combined State Law Examination

2006-06-13

View on SEC IAPD

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