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Walker Winfree Phillips

Cerity Partners LLC

Richmond, VA

Norfolk, VA

New York, NY

Cerity Partners Retirement Plan Consultants

Norfolk, VA

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-08-17
FL RA APPROVED 2022-07-13
NC RA APPROVED 2022-06-17
SC RA APPROVED 2022-06-17
VA RA APPROVED 2022-06-17
  • GA RA
    APPROVED
    Since 2022-08-17
  • FL RA
    APPROVED
    Since 2022-07-13
  • NC RA
    APPROVED
    Since 2022-06-17
  • SC RA
    APPROVED
    Since 2022-06-17
  • VA RA
    APPROVED
    Since 2022-06-17

Branch Locations

7204 Glen Forest Drive Suite 308, Richmond, VA 23226 • United States

150 W. Main Street Suite 1500, Norfolk, VA 23510 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Cerity Partners Retirement Plan Consultants

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-07-11
  • VA RA
    APPROVED
    Since 2022-07-11

Branch Locations

150 W. Main Street Suite 1500, Norfolk, VA 23510 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Palladium Registered Investment Advisors Norfolk VA 10/2015 06/2022
Cerity Partners Llc Norfolk VA 06/2022 Present
  • 10/2015 → 06/2022
    Palladium Registered Investment Advisors
    Norfolk, VA
  • 06/2022 → Present
    Cerity Partners Llc
    Norfolk, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-23
  • S66 Uniform Combined State Law Examination
    2009-01-23
Designations
Other Names
  • Walker W Phillips

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
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