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Sean Michael Curtis

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Schaumburg, IL

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-28
IL RA APPROVED 2016-04-27
  • TX RA
    APPROVED
    Since 2016-04-28
  • IL RA
    APPROVED
    Since 2016-04-27

Branch Locations

Schaumburg, IL • United States

540 W Madison St Ci Client Management, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 04/2016 Present
Bank Of America, N.A. Rolling Meadows IL 05/2016 Present
Previous Registrations
  • 2012-03-21 → 2015-11-24
    Waddell & Reed
    Lisle, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-20
  • S66 Uniform Combined State Law Examination
    2012-03-20

View on SEC IAPD

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