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Jeffrey Charles Ratti

Charles Schwab & Co., Inc.

Bellevue, WA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-05-01
  • WA RA
    APPROVED
    Since 2020-05-01

Branch Locations

11100 Ne 8Th St. Suite 250, Bellevue, WA 98004-4465 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Calton & Associates, Inc. Carlsbad CA 10/2014 11/2016
Td Ameritrade Seattle WA 03/2018 04/2020
Keller Williams Real Estate Seattle WA 11/2016 03/2017
Avenue Properties Seattle WA 03/2017 01/2020
Charles Schwab & Co., Inc. Bellevue WA 04/2020 Present
Charles Schwab Bank, Ssb Bellevue WA 04/2020 Present
  • 10/2014 → 11/2016
    Calton & Associates, Inc.
    Carlsbad, CA
  • 03/2018 → 04/2020
    Td Ameritrade
    Seattle, WA
  • 11/2016 → 03/2017
    Keller Williams Real Estate
    Seattle, WA
  • 03/2017 → 01/2020
    Avenue Properties
    Seattle, WA
  • 04/2020 → Present
    Charles Schwab & Co., Inc.
    Bellevue, WA
  • 04/2020 → Present
    Charles Schwab Bank, Ssb
    Bellevue, WA
Previous Registrations
  • 2018-04-06 → 2020-04-14
    Td Ameritrade, Inc.
    Seattle, WA
    Redmond, WA
  • 2018-04-06 → 2020-04-14
    Td Ameritrade Investment Management, Llc
    Seattle, WA
    Redmond, WA
  • 2014-10-24 → 2016-11-02
    Calton & Associates, Inc.
    Huntington Beach, CA
    Seattle, WA
    Kenmore, WA
    Carlsbad, CA
  • 2013-09-27 → 2014-10-06
    Wells Fargo Clearing Services, Llc
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
  • 2012-10-01 → 2013-10-01
    J.P. Morgan Securities Llc
    Kenmore, WA
    Lake Forest Park, WA
  • 2010-05-10 → 2012-10-01
    Chase Investment Services Corp.
    Seattle, WA
    Snohomish, WA
    Lake Forest Park, WA
    Seattle, WA
    Seattle, WA
    Lake Forest Park, WA
    Kenmore, WA
  • 2009-02-04 → 2010-04-30
    Wells Fargo Clearing Services, Llc
    Bellevue, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-02
  • S66 Uniform Combined State Law Examination
    2009-02-02
Other Names
  • Jeffrey Ratti
  • Jeffrey C Ratti

View on SEC IAPD

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