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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-08-25
NC RA APPROVED 2026-08-24
OK RA APPROVED 2025-11-10
VA RA APPROVED 2025-08-04
AR RA APPROVED 2025-02-19
AZ RA APPROVED 2023-09-26
CA RA APPROVED 2023-09-15
CO RA APPROVED 2023-09-14
NM RA APPROVED 2023-09-14
TX RA APPROVED 2023-07-25
  • OH RA
    APPROVED
    Since 2026-08-25
  • NC RA
    APPROVED
    Since 2026-08-24
  • OK RA
    APPROVED
    Since 2025-11-10
  • VA RA
    APPROVED
    Since 2025-08-04
  • AR RA
    APPROVED
    Since 2025-02-19
  • AZ RA
    APPROVED
    Since 2023-09-26
  • CA RA
    APPROVED
    Since 2023-09-15
  • CO RA
    APPROVED
    Since 2023-09-14
  • NM RA
    APPROVED
    Since 2023-09-14
  • TX RA
    APPROVED
    Since 2023-07-25

Branch Locations

15305 Dallas Parkway 12Th Floor, Addison, TX 75001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Lakewood CO 12/2008 01/2023
Guardian Life Insurance Company Fort Worth TX 01/2023 07/2023
Park Avenue Securities Fort Worth TX 01/2023 07/2023
Valic Financial Advisors, Inc. Plano TX 07/2023 Present
Agia Houston TX 07/2023 Present
  • 12/2008 → 01/2023
    Valic Financial Advisors
    Lakewood, CO
  • 01/2023 → 07/2023
    Guardian Life Insurance Company
    Fort Worth, TX
  • 01/2023 → 07/2023
    Park Avenue Securities
    Fort Worth, TX
  • 07/2023 → Present
    Plano, TX
  • 07/2023 → Present
    Agia
    Houston, TX
Previous Registrations
Other Businesses

AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 07/03/2023 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non- Securities Insurance products for AGIA ROTARY BOARD MEMBER POSITION: Sargent of Arms NATURE: Board of Directors for Champions Rotary Club of Justin TX INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2024 ADDRESS: 216 FM 156, Justin TX 76247, United States DESCRIPTION: I will be on the Board of Directors for the Champions Rotary Club beginning on July 1, 2024. The board overseers the activity of the club. Votes on budget and expenditures throughout the club year. My role will also entail managing the set up, the technical equipment during the meeting and break down at the end.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-23
  • S66 Uniform Combined State Law Examination
    2009-02-23
Other Names
  • David D Duque
  • David Duane Duque

View on SEC IAPD

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